Experienced Compliance Professional with 10 years experience at Top Investment Banks such as Goldman Sachs, Morgan Stanley and HSBC. Provided Regulatory Compliance Advisory guidance to senior stakeholders in Sales & Trading across these asset classes: Credit, Commodities, Emerging Markets, Foreign Exchange, Rates and Digital Assets (e.g. Crypto, Bitcoin ETFs). Conscientious collaborator who has worked with global teams to manage new business growth projects. Highly effective communicator who has led training sessions for 100+ traders on complex financial regulatory topics and written company policies. A LSE Graduate, who is a fast learner with a consistent track-record of swiftly developing new skills and knowledge with CISI Qualifications on Regulations, Securities and Derivatives. Worked at the Analyst, Associate and Director level as a Compliance Officer. Seeking to enhance the Compliance or Risk Management function at a company dedicated to growth in the financial sector.
| Period | Title | Company |
|---|---|---|
| Jul 2019 to Present | Compliance Director (Regulatory Advisory Compliance) | Hidden |
| Mar 2016 to May 2019 | Senior Compliance Analyst (Regulatory Advisory Compliance) | Hidden |
| Aug 2013 to Dec 2015 | Compliance Analyst | Hidden |
| Jun 2012 to Aug 2012 | Compliance Analyst (Internship) | Hidden |
| Jun 2011 to Sep 2011 | Equities Dividend Analyst (Internship) | Hidden |
Open to work on these types of roles: Compliance, Regulation, Research, Content Writing, Technical Writing and keeping an open-mind about other options too! Thanks for visiting my profile, hope to speak to you soon. 😊