Compliance Director (Regulatory Advisory Compliance) at Morgan Stanley

Web3 Talent

@saj_n

Compliance Director (Regulatory Advisory Compliance) at Morgan Stanley

Active over a week ago
🌱 Member since April 2023

Experienced Compliance Professional with 10 years experience at Top Investment Banks such as Goldman Sachs, Morgan Stanley and HSBC. Provided Regulatory Compliance Advisory guidance to senior stakeholders in Sales & Trading across these asset classes: Credit, Commodities, Emerging Markets, Foreign Exchange, Rates and Digital Assets (e.g. Crypto, Bitcoin ETFs). Conscientious collaborator who has worked with global teams to manage new business growth projects. Highly effective communicator who has led training sessions for 100+ traders on complex financial regulatory topics and written company policies. A LSE Graduate, who is a fast learner with a consistent track-record of swiftly developing new skills and knowledge with CISI Qualifications on Regulations, Securities and Derivatives. Worked at the Analyst, Associate and Director level as a Compliance Officer. Seeking to enhance the Compliance or Risk Management function at a company dedicated to growth in the financial sector.

Languages & Skills

🗣️English
🚀 In crypto since 2013
Accepts Crypto
Accepts Fiat
Open to Relocation
Open to Full-time
Open to Part-time
Remote

Work History

PeriodTitleCompany
Jul 2019 to PresentCompliance Director (Regulatory Advisory Compliance)

Hidden
Mar 2016 to May 2019Senior Compliance Analyst (Regulatory Advisory Compliance)Hidden
Aug 2013 to Dec 2015Compliance AnalystHidden
Jun 2012 to Aug 2012Compliance Analyst (Internship)
Hidden
Jun 2011 to Sep 2011Equities Dividend Analyst (Internship)Hidden
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Open to work on these types of roles: Compliance, Regulation, Research, Content Writing, Technical Writing and keeping an open-mind about other options too! Thanks for visiting my profile, hope to speak to you soon. 😊

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