â Featured Opportunity
Head of Regulatory Compliance
atAP Capital Investment
Jan 13
Posted by AP Capital InvestmentJan 13, 2022
AP Capital is a global market maker operating in the global cryptocurrency market. With physical offices in New York and Hong Kong, we are a 24/7/365 business. We are one of the largest participants in the market, generating daily notional turnover in the billions of dollars. We combine a systematic approach with sophisticated pricing models and state-of-the-art execution capabilities.
We are looking for a strong Compliance Head to assist the CEO to set up and carry out the legal, compliance and company secretarial works to ensure the Group’s business operations being strictly in compliance with regulatory requirements.
What you can value add to us,
- Assist in formulating control procedures and compliance programs to cope with ongoing changes in laws, regulations and business needs regarding the regulated activities
- Conduct all necessary regular reviews and surveillance on Compliance and AML/CFT controls framework, including but not limited to client acceptance, periodic review process, transaction monitoring, payment and maintenance of register, business activities/processes, enterprise-wide risk assessment, high risk transactions reviews, etc.
- Proactively anticipate and research on new regulatory requirements, including consultation papers, propose and follow through with implications on the business and implementation actions;
- Identify and rectify control weakness through ongoing review/monitoring of the AML/CFT/ABC control framework from group and local regulatory requirement perspective
- Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.
What you should have ideally
- At least a Degree in Accountancy, Finance or equivalent, candidates with legal background will be highly preferred.
- Minimum 5 years of relevant working experience in the financial services industry or regulatory background, preferably with blockchain, cryptocurrency exposure (a bonus).
- Strong in AML, financial products and familiar with MAS regulatory requirements for the industry.
- Familiar with PSA license application in Singapore in relation to the crypto licensing
- Comfortable and fluent in English and Mandarin as the job requires dealings with Chinese speaking associates, proficiency in Cantonese is a bonus.
What we offer
- Remote work
- Equitable compensation to the value you bring to the table
- Open and collaborative work culture
Listed in: Cryptocurrency Jobs, .