Regulatory Compliance Specialist (EMEA)

Galaxy logoGalaxy

Oct 01

Job Description

Who You Are:

As the world of finance continues to evolve, we are seeking a highly skilled and motivated Regulatory Compliance Specialist to join our growing team. The successful candidate will report to the Head of Compliance & Regulatory Affairs, EMEA, and play a crucial role in ensuring our firm's compliance with global regulatory standards and industry best practices.

What You’ll Do:

  • Develop and maintain our Compliance Monitoring Program including to reflect developing regulatory guidance and industry best practices.
  • Continuously monitor and analyse EMEA regulatory developments in the crypto & digital asset space to ensure the firm remains compliant and informed of changes.
  • Collaborate across departments to develop and maintain comprehensive policies and procedures to ensure a coordinated approach to compliance.
  • Maintain ongoing risk assessments and 2nd LoD audits of the firm's activities to identify potential compliance gaps and mitigate risks.
  • Provide ongoing training and guidance to employees on compliance matters to ensure a strong understanding of regulatory requirements.
  • Be a standard-bearer for a positive compliance culture and work with the business to achieve best-in-class compliance outcomes.
  • Manage relationships with, and prepare and submit regular and ad hoc compliance reports to senior management, regulators, and other appropriate stakeholders as required.

What We’re Looking For:

  • Demonstrable ability to operate in highly performant environments. Whilst a degree is not a pre-requisite experience of applying academic rigour to your work is essential. Demonstrating an ongoing desire to learn in parallel with your career (via continued education or through relevant professional certification) is highly desirable.
  • A minimum of 4 years of experience in front office compliance or compliance advisory with some experience in digital assets. Previous SMF experience desirable.
  • A deep understanding of UK and EU cryptoasset regulations. Knowledge of other relevant international regulatory frameworks (UAE, HK, Singapore, US, FATF) preferable.
  • Demonstrable experience in developing, implementing, and monitoring compliance policies and procedures in a complex, fast-paced environment including through periods of regulatory change.
  • Experience in drafting regulatory and compliance policy is highly desirable.
  • Excellent communication and interpersonal skills, with the ability to explain complex regulatory concepts to a diverse audience.
  • Strong analytical and problem-solving skills, with a keen attention to detail and the ability to manage multiple tasks and deadlines simultaneously.
  • A commitment to ethical behaviour, integrity, and confidentiality in dealing with sensitive information.

What We Offer:

  • Competitive base salary, bonus, and equity compensation
  • Company-paid health and protective benefits for employees and their eligible dependents
  • Free virtual coaching and counseling sessions
  • Opportunities to learn about the Crypto industry
  • Smart, entrepreneurial, and fun colleagues
  • Employee Resource Groups

*Benefits may vary depending on location.

Listed in: Web3 Jobs, Compliance Web3 Jobs, Senior Web3 Jobs, Finance Web3 Jobs, Full Time Web3 Jobs.

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