Oversight & Monitoring Analyst - Spain

Responsibilities:

• Ensure adequacy and adherence to daily business controls to meet obligations, including regulatory, AML, reporting, compliance risk, and conduct risk policy;
• Participate in internal, external, and regulator's AML audits or Requests for Information (RFIs);
• Review Processes: Review Customer Risk Rating (CRR), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and client - Refresh processes in line with Spanish requirements;
• Review the outsourcing framework and enhance the design of supervision of outsourced functions, including KYC/KYB/transaction monitoring;
• Ensure delivery of appropriate management information to corporate bodies and control functions, such as Internal Audit and Risk Management;
• Draft reports and log incidents of policy and regulatory breaches, enhancing transparency and mitigation efforts;
• Enhance the current record-keeping system following Spanish requirements, maintaining integrity and accuracy of data;
• Review the Transaction Monitoring system and propose amendments if needed, ensuring its efficiency and effectiveness;
• Implement appropriate second line testing activities to verify compliance and assess the robustness of systems;
• Manage the local compliance framework and ensure governance across all related business units, promoting a culture of compliance across the organization;
• Perform product risk assessments, gauging potential risks and implementing necessary controls;
• Maintain a solid reporting line into the local Compliance Officer/Money Laundering Reporting Officer 

Requirements:

• Experience in banking, financial services, fintech or tech;
• Minimum of 3 to 5 years of relevant experience in Compliance functions and AML (audit or internal controls);
• Experience working with Compliance and AML on continuous process improvements;
• Great interpersonal and communication skills;
• Public, crypto native and/or Big 4 companies experience would be an asset;
• Experience working in payment services or market platform is nice to have;
• Native Spanish is a must as well as advanced English.

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